Compliance

• Partners with key customers in the business to identify, assess, aggregate and document risk and compliance controls, including risks associated with new or modified products, services, distribution channels, regulations, and third-party operations
• Communicates results of risk and compliance work to governance committees, business process owners and various levels of leadership
• Contributes to the implementation of new risk and compliance policies, practices, appetites, and solutions to ensure multidisciplinary understanding and management of risks according to industry standard process
• Implements assigned risk or compliance activities in accordance with enterprise policies and procedures
• Maintains and expands knowledge of the driven/regulatory landscape and the company's key challenges
• Reviews laws and regulations for business impact and makes proposals for awareness and action
• May coordinate and respond to regulatory requirements and requests and ensures the execution of examinations
• Performs work on risk and compliance processes that focus on improving strategies, tools, and methodologies to measure, monitor, and report risks
• Applies knowledge to assess data and produce analytical insights to understand business objectives, drive business decisions and influence solution strategies
• Actively involved in cross-functional teams to identify, assess, aggregate, and mitigate current and emerging risk events
• Involved in stress test plans for a line of business or the enterprise including the evaluation of results and framing of contingency plans in partnership with partners

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