VP, Securities Auditor – Internal Audit
Sumitomo Mitsui Banking Corporation – SMBC Group
full-time
Posted on:
Location Type: Office
Location: Singapore • 🇸🇬 Singapore
Visit company websiteJob Level
Lead
About the role
- Lead and/or execute audits independently and efficiently, including audit planning, key control evaluation, testing, reporting, and issues follow-up
- Perform audit activities in accordance with the Bank internal audit methodology
- Assess the Bank internal control environment to provide value-adding recommendations to Management
- Apply data analytics to assess the internal control environment
- Establish and develop good working relationship with Management of assigned Business Units
- Contribute to the annual risk assessment exercise
- Perform continuous monitoring on assigned Business Units to drive appropriate ongoing audit coverage
- Participate in Bank’s strategic initiatives / project meeting to promote / enhance the organization's governance and risk culture
Requirements
- CPA certified or equivalent of an internationally recognized accounting body
- At least 6 years experience in audit of investment banking with strong experience in capital markets activities
- Good operational knowledge of trading and capital market activities
- Strong understanding of risk management frameworks, governance standards, and best practices
- Excellent communication skills, with the ability to present audit findings and recommendations
- Good interpersonal and stakeholder management skills
- Good team player as well as able to work independently
- Meticulous, disciplined and self-motivated individual with passion to pursue excellence
- Strong problem-solving skills and attention to detail
Benefits
- Professional development opportunities
- Flexible working hours
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
audit planningkey control evaluationdata analyticsrisk assessmentinternal control evaluationreportingcontinuous monitoringcapital markets activitiestrading knowledgerisk management frameworks
Soft skills
communication skillsinterpersonal skillsstakeholder managementteam playerindependent workmeticulousnessdisciplineself-motivationproblem-solving skillsattention to detail
Certifications
CPA certified