Compliance

• Manage and deliver assessments and other services covering regulatory compliance for banks, credit unions, broker dealers and other financial institutions
• Perform BSA/AML/OFAC independent testing for community based financial institutions
• Manage engagements, conducting exit meetings, and assisting in preparation of reporting
• Identify areas of non-compliance with banking laws and regulations
• Demonstrate expertise in lending and deposit compliance and BSA
• Communicate with clients on the review process and provide recommendations
• Provide timely, high quality client service that meets or exceeds expectations
• Stay abreast of changes in industry regulations

Senior Associate – Regulatory Compliance

Information Compliance Analyst

Regulatory Operations Associate, Labelling

Client Specialist – Regulatory Inquiries

Compliance Specialist