Compliance

• Serve as the primary contact for regulatory audits and compliance activities
• Maintain and update policies and procedures to meet state and industry regulations
• Develop and implement corrective action plans for compliance gaps
• Collaborate with Legal, Compliance, IT, and Internal Audit to address risk areas
• Conduct reviews and audits to ensure processes operate compliantly
• Lead and support cross-functional projects that improve compliance and efficiency
• Document business requirements and communicate specifications for system changes
• Analyze current and future state processes and recommend improvements
• Assist in creating training materials for regulatory changes
• Build strong relationships across multiple departments to support compliance initiatives
• Act as a subject matter expert for life insurance operations and compliance best practices

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