Compliance

• Provide compliance subject matter and risk management expertise to support the Marketing departments/divisions in addressing compliance risks
• Review marketing materials and customer communications for compliance with applicable laws and regulations
• Develop, implement, monitor and report on key performance indicators (‘KPIs”) around marketing activities
• Work with legal counsel.
• Work with the department responsible for complaints to monitor for complaints around marketing practices
• Assist the Complaint team in resolving complaints regarding marketing practices
• Create and maintain a strong, proactive culture of compliance
• Assist in identifying Compliance Risks and emerging issues applicable to ongoing and proposed business activities and marketing campaigns

Senior Compliance Analyst, Marketing

GRC Services, Trust, Assurance Analyst

Senior Compliance Lead

Manager, SOX Compliance – IT

Manager, SOX Compliance – IT