Compliance

• Support the Group Compliance Team with FTSE Russell operations, reporting to the Head of Compliance.
• Partner with the business to identify, assess, and mitigate risks, ensuring alignment with risk appetite.
• Support timely responses to regulatory requests, coordinate fee analysis with Finance, and assist with new authorisations and licensing.
• Investigate incidents and complaints, advise on fair customer treatment, and rapidly escalate issues internally or to regulators as needed.
• Strengthen frameworks for Conflicts of Interest and Personal Account Dealing.
• Facilitate governance forums and support Compliance presence in first-line forums.
• Help develop and maintain dashboards with relevant KPIs and KRIs to enhance compliance visibility.
• Update and deliver targeted compliance training aligned with new initiatives.
• Analyse emerging regulations, technologies, and market disruptors impacting benchmarks.
• Support compliance frameworks for BMR Critical Indices and contribution-based benchmarks (e.g., SAIBOR).

Compliance Assistant Manager, Benchmarks & Indices

Senior Assurance, Investigations & Compliance

Managed Services Director – Global Compliance, Transformation

Risk and Regulatory Manager, Private Markets

Compliance Officer