Compliance

• Provide subject matter expertise to the first line of defense for the development of new products and/or processes.
• Provide ongoing second line of defense support to existing processes, procedures and enhancements.
• Conduct compliance monitoring to proactively identify process improvements or control gaps and facilitate necessary changes.
• Develop relationships of trust and confidence with the designated lines of business.
• Provide oversight and monitoring of line of business processes, risks and controls.
• Keep abreast of new laws, regulations and enforcement actions.
• Conduct applicable gap analyses and facilitate necessary changes.
• Assist with internal and external regulatory compliance exams/audits.
• Assist with corporate policy and training development.
• Educate and provide consultative advice on assigned regulations.
• Provide independent review and challenge on various line of business activities.
• Participate in or lead various projects related to mitigating risk to Key.

Compliance Officer – Consumer Deposit

Senior Compliance Officer – Consumer Deposits