Risk

• Review and execute the RCF controls and independently verify and challenge the effectiveness of the controls.
• Support the Australia and New Zealand region with design and implementation of risks and controls, based on the Global Risk and Control Framework.
• Report to the Integrated Risk Manager and be part of the wider Risk Team at APAC.
• Provide the 2LOR challenge to the risk assessments performed by the 1LOR.
• Form an independent view on the effectiveness of the control.
• Monitor/challenge/support the countries in the region execution of the risk assessment.
• Perform interviews, investigations, re-performance necessary to form a view on control effectiveness.
• Verify that local control description fulfills the requirements of the control principle.
• Gather appropriate backup documentation to substantiate the Tester’s view and fulfill the required sample size.
• Test controls for both design (DTR) / execution (OTR) with the frequency outlined as per the test cycle.
• Document the results fully and upload proof to appropriate internal systems within the required timeline.
• Verify closure of findings related to controls tested and add a 2LOR closure comment.

Risk and Controls Specialist

Manager – Control Governance

Value & Risk Advisory

Insurance Governance Leader

Risk and Assurance Manager