Compliance

• Support with embedding a robust compliance framework that meets our organisational needs.
• Support in maintaining governance and oversight arrangements.
• Support the implementation of new compliance controls or requirements, and enhancements to existing controls.
• Contribute to the compliance risk assessment processes to identify, evaluate, and mitigate regulatory risks effectively.
• Review and update compliance policies and procedures to ensure they remain current and effective.
• Support the timely remediation of audit findings, regulatory feedback, or internally identified issues, ensuring closure and documentation in accordance with local standards.
• Support with management of regulatory engagement, ensuring timely and accurate responses to inquiries.
• Drive regulatory reporting framework.
• Drive small adhoc targeted projects focusing on elements of the UK compliance program.
• From time to time, provide assistance to the Compliance Department by completing other activities over and above those listed in the duties listing, appropriate to your skills and experience.

Compliance Associate

Unclaimed Property Compliance Associate

Compliance Referendariat

Business Control Manager – Technology Risk & Regulatory Engagement Lead

Business Control Manager – Technology Risk & Regulatory Lead

Head of Compliance