Compliance

• Support the management, execution and continued improvement of the RCM function.
• Legal & Regulatory Obligations Inventory: Support the maintenance and expansion of the Legal & Regulatory Obligations Inventory.
• Reporting: Enhance and strengthen quarterly metrics and reporting; prepare and distribute quarterly metrics / reporting.
• Regulatory Change Monitoring and Management: Support Legal Teams’ horizon scanning efforts; support Legal Teams’ analysis of applicability and impact of regulatory changes; support tracking of implementation of process/control changes and post-implementation reviews; provide advice and support on change management plans and execution as needed.
• Program Administration: Perform QA of data on Regology and Archer platforms; refine approach and execute QA / validation of alert feed sources / keywords; assist with review of new content providers and horizon scanning workflow tools (as needed); support incident management for quarterly risk reporting; support stakeholder questions / management; support oversight of workflows to ensure that they are functioning properly; support policies and procedures drafting and maintenance; manage internal team documents and records; other project work.
• Risk/Control and Data Mapping: Support LRO, risk and control mapping, including support with implementation of a vendor; support data mapping for Risk Assessments / RCSAs / Policies and Procedures.

Senior Associate, Regulatory Change Management

Vice President, Regulatory Interactions

Compliance Controls Validation, Manager

Compliance Analyst

Compliance Specialist

Unclaimed Property Compliance Associate