Financial Crime

• Lead the evolution, execution and continuous improvement of Capital One’s enterprise-wide financial crimes investigations team
• Manage a team of program leaders that support critical areas of Investigations, including program governance, performance management & forecasting, policies and procedures, controls and other key process management functions
• Prepare and oversee the reporting of investigative results to senior management and the Board of Directors, as appropriate
• Serve as an active participant on the FIU Senior Leadership Team, helping to drive strategy, execution, as well as an open, transparent, diverse, and inclusive culture across Capital One’s FIU and the broader AML organization
• Build strong partnerships and collaborate with business, technology, analytics, and other stakeholders to reach optimal business and risk management outcomes in a dynamic and fast-moving environment
• Work and collaborate with AML’s Modeling Analytics and Data Insights team to obtain the data necessary for investigative activities
• Effectively liaise, engage, and communicate with AML advisory and business stakeholders when control gaps are identified and/or refer potential work to the appropriate stakeholders
• Interact with credibility, when appropriate, with federal, state, and local government and law enforcement officials, peer financial institutions, relevant public-private partnerships, and trade associations
• Maintain knowledge of financial industry laws and regulations and provide regulatory expertise in consulting with a diverse group of business leaders
• Display a high degree of emotional intelligence, foster good team dynamics, respond effectively to address employee concerns, and maximize the potential of team members

Senior Director, Anti-Money Laundering, Financial Intelligence Unit

Senior Manager, Data Analysis – Anti Money Laundering

AML Compliance Manager – Enterprise Payments Advisory

Senior Manager, Data Analysis – Anti Money Laundering

AML Compliance Manager, Enterprise Payments Advisory

Senior AML Investigator II – SIU Subject Matter Expert