Compliance

• Execute compliance testing in accordance with Compliance Testing procedures and Global Compliance Testing Methodologies.
• Evaluate the adequacy and effectiveness of compliance controls by reviewing and analyzing artifacts and data.
• Investigate anomalies to identify root causes.
• Assist in compliance testing engagements, including planning, execution, and reporting.
• Prepare engagement letter, working papers, testing issues, and draft reports.
• Familiarize with GRC tool and support its enhancement by providing inputs.
• Support the tracking of testing issues and their closure.
• Perform other duties as assigned by Compliance Testing Lead.

Compliance Officer – Testing

Senior Analyst, Governance, Risk, and Compliance

Manager, Compliance – Regulatory Complaints

Associate Director, Compliance Projects – Advisory