Risk

• Deliver 2nd Line of Defense oversight across Enterprise Platforms ensuring alignment with the ORM Framework.
• Review and challenge the 1st Line of Defense risk and control activities including RCSAs, KRIs, OREs, HLAs, business process changes and issue management to maintain accurate risk profiles.
• Proactively identify gaps, raise challenges and work with the 1st Line of Defense to ensure timely remediation.
• Engage and provide guidance on strategic initiatives and remediation projects focusing on risk management solutions that enable safe and sound business growth and promoting strong 1st Line of Defense accountability.
• Stay current on industry trends and contribute to enterprise AI initiatives.
• Escalate emerging risks and recommend enhancements to ORM frameworks and practices.

Vice President – Line of Business Risk

Risk Director, Personal Investor – Sales and Client Management

Senior Director of Risk

Partner, Safety Risk Services

Vice President – Technology Risk Management

Manager, Trade Risk – Analytics