Bitwise Asset Management

Fund Compliance Manager

Bitwise Asset Management

full-time

Posted on:

Location Type: Hybrid

Location: New York City • New York • 🇺🇸 United States

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Salary

💰 $145,000 - $185,000 per year

Job Level

Mid-LevelSenior

About the role

  • Routinely monitor all investment portfolios to ensure continuous compliance with mandates, including asset type restrictions, concentration limits, leverage controls, and issuer exposure limits. Proactively communicate with the CCO regarding any compliance matters that arise and work with the CCO to develop solutions.
  • Own the daily monitoring, research, and resolution of BNY-provided Compliance Issues Logs, requiring consultation with the CCO, Portfolio Management (PM) team, the Research team, and external partners (e.g., Vident, ETC) to document decisions.
  • As part of the Legal and Compliance team, take full ownership of translating complex fund governing documents and regulatory restrictions into precise compliance rules for new fund launches and fund amendments.
  • Instruct BNY Mellon on necessary compliance rule applications, review the BNY-provided Compliance Summary Matrix for fund launches, and identify/resolve any coding mistakes.
  • As part of the Legal and Compliance team, lead the effort to professionalize and scale compliance controls to manage a growing fund count (33+ funds), reducing reliance on PM Team for these specialized functions.

Requirements

  • Five years of demonstrated history of expertise in regulatory compliance, with experience revising compliance policies and conducting rigorous compliance testing.
  • Bachelor’s degree in business, finance, or other related field, or equivalent work experience.
  • Proven ability to manage legal and compliance operations projects end-to-end.
  • Experience administering Code of Ethics programs and managing implementation processes, including OMS and PMS coding.
  • Strong knowledge of the Investment Advisers Act, FINRA rules, and other applicable financial regulations.
  • Attainment of the Investment Adviser Certified Compliance Professional (IACCP®) designation is highly desirable.
Benefits
  • Compensation: $145,000-$185,000 salary
  • Equity compensation as a component of all offers
  • Health insurance, including dental and vision plans
  • Health, Dependent Care, and Commuter Flexible Spending Accounts
  • Paid Parental Leave
  • Life insurance; short- and long-term disability plans
  • Company funded 401(k) plan, no matching required
  • Unlimited PTO
  • 10 paid company-wide holidays
  • Office spaces in San Francisco and New York
  • Meals and snacks provided in the office
  • Paid company cell phone
  • Bitwise “Buddy” program (30-day new-hire success program)
  • Annual birthday and anniversary gifts
  • Company-wide events including the annual holiday party
  • Internal Women of Bitwise group with fun events

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard skills
regulatory compliancecompliance testingcompliance policiesCode of Ethics programsOMS codingPMS codingcompliance rulesfund governing documentscompliance controlsfund amendments
Soft skills
communicationproblem-solvingproject managementleadershipcollaboration
Certifications
Investment Adviser Certified Compliance Professional (IACCP®)