Financial Crime

• Leads the assessment of the design and effectiveness of the risk and control environment to support Client Operational Services and ensure adherence to enterprise-wide standards
• Performs monitoring and testing of controls, identifying issues and control improvements for remediation
• Leads the implementation of optimized controls and enhanced Quality Assurance (QA) practices to support business continuity efforts
• Manages and reviews all operations front line unit responses for regulatory exams, internal audits, and other monitoring and inspection reviews
• Ensures accuracy of data and that relevant information is captured for inspection metrics to support governance for dashboard reporting
• Develops and maintains expert-level understanding of applicable AML rules, regulations and enterprise policies, as well as Wealth Managements business control environment for AML
• Challenges the status quo, finding opportunities to deliver both risk mitigation and operational excellence through development or enhancement of policies and procedures
• Demonstrates influence through clear and crisp presentation of analytical results and recommendations to senior management
• Coordinates projects and ensures comprehensive process documentation for all initiatives
• Effectively relates data to appropriate business context and clearly and appropriately summarizes to audiences, including audit and regulatory bodies
• Builds strong partnerships and collaborates effectively with business, risk, and technology partners

Global AML Operations – Business Control Manager

VP – Financial Crimes Policy Adherence, Currency Transaction Reporting, Transaction Monitoring Risk Analyst

Financial Crimes Policy Adherence Analyst

KYC Analyst III – Retail Outreach Support

Financial Crime Risk Analyst II

Senior Financial Crime Risk Investigator