Compliance

• Assists in assessing risks, associated controls, and their effectiveness, driving compliance with applicable laws, rules, and regulations while adhering to policies and developing reporting and documentation.
• Engages in activities to provide support to the Compliance and Operational Risk teams in order to provide independent compliance and operational risk oversight of Front Line Unit or Control Function performance and any related third party and vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively "the Policies") and the Compliance and Operational Risk Management Program and Standard Operating Procedures.
• Supports the identification and escalation of problems or issues that arise, driving actions to address the root causes that lead to compliance risk issues and operational risk losses.
• Assists in the development of independent risk management reporting for respective area(s) of coverage as input into management routines.

Compliance and Operational Risk Analyst

Senior Compliance Governance, Operations Analyst

Compliance and Operational Risk Analyst

Carrier Compliance Representative

Business Data Steward Manager – Regulatory Reporting