
Sales Manager
Ameriprise Financial Services, LLC
full-time
Posted on:
Location Type: Hybrid
Location: Minnesota, Missouri • 🇺🇸 United States
Visit company websiteSalary
💰 $85,700 - $115,700 per year
Job Level
JuniorMid-Level
About the role
- Supervising advisor activity to the intent and spirit of regulations and policies
- Engage with advisors and field leaders to determine their business need
- Complete supervisory analysis using risk-based judgement, procedures, and job aids
- Communicate with advisors, field registered principals and field leaders
- Support the team’s efforts to innovate and improve the effectiveness and efficiency of processes
- Keep updated on changes in the regulatory environment and competitive landscape
- Participate in maintaining the overall health of the team
Requirements
- A bachelor’s degree (in any field)
- 2 years relevant work experience or 3 years relevant work experience
- Active SIE (Securities Industry Essentials)
- Ability to obtain Series 7 within 120 days
- Ability to obtain Series 24 within 90 additional days
Benefits
- vacation time
- sick time
- 401(k)
- health, dental and life insurances
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Soft skills
supervisory analysisrisk-based judgementcommunicationinnovationprocess improvement
Certifications
Securities Industry Essentials (SIE)Series 7Series 24